TSL Express Daily News
The Secured Lender
SFNet's The 81st Annual Convention Issue
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Top 5 Apps for Organizing
Mar 7, 2019If you’re like most of us, we try to stay organized in business and life, but it gets increasingly complicated…
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The Importance of Stretching
Mar 7, 2019Every personal trainer and athletic coach I have ever worked with has stressed the importance of stretching. When working out…
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SFNet's 40 Under 40 Award Winners Panel Recap
Mar 6, 2019Moderator: Samantha Alexander, regional underwriting manager, Wells Fargo Capital Finance’s Corporate Asset Based Lending group and 2016 CFA 40 Under…
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SFNet's Inaugural YoPro Leadership Summit
Mar 6, 2019The Secured Finance Network brought together the next generation of commercial finance leaders for a full day of learning and…
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It’s a Marathon, Not a Sprint
Aug 22, 2018I was recently invited to participate in an executive panel to answer questions from a credit training class comprised of...
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It’s Not Too Late – Five Member Benefits to Cash In On Now
Aug 1, 2018As we hit the half way mark on calendar year 2018, it is a good time to take stock and…
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It’s Time To Break Up With Your Phone
Jul 18, 2018Do I have your attention? Let’s be honest here: do you have the attention span to read this article? Compared…
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Lien Management – What You Need to Know
Jun 6, 2018UCC filing is the cornerstone of all loans and every lien portfolio...
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Potential Impacts of Blockchain on Commercial Lending
Jan 15, 2018By Raja Sengupta, Executive Vice President and General Manager, Wolters Kluwer’s Lien Solutions When it comes to the rising importance…
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How to be a Good Leader
Dec 5, 2017I know what you’re thinking…another article about how to be a good leader? The short answer is yes…but this time,…
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Fintech and Due Diligence – Disruptors and Established Firms Evolve
Oct 30, 2017The fintech sector has gone through a number of manifestations in the past two decades.
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A Commercial Banker’s Tickler Transition Plan
Oct 18, 2017Just do a keyword search for “bank tickler,” and you’ll quickly realize that banks are still heavily reliant on manual…
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Understanding and Developing Your Personal Brand: Four Steps to a More Intentional Career Progression
Sep 5, 2017It is imperative for individuals to have a general idea about their future career aspirations, just as companies should have clearly defined strategies.
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Selecting a Technology Vendor: 3 Questions to Ask
Jul 5, 2017As with anything else at your bank, selecting a technology vendor can be a challenging decision. Users from across different…
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Why Back-Office Lending Automation Enhances Customer Satisfaction
Apr 25, 2017Every bank strives to keep its customers happy. Of course, some institutions are better at achieving this goal than…
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The Lost Art of the Loan Purchase
Mar 2, 2017Purchasing a loan directly from a bank whether at par or discount is a not-often-used technique that is easily…
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Audit Prep: Why a Paperless Approach Makes Sense
Feb 15, 2017How much time does your financial institution spend preparing for audits? We recently surveyed 187 community banks, and the results…
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Back Office Support Services: Helping you approve more clients
Feb 7, 2017How many times have you come across a potential client who’s financials are either not up to date, not accurate,…
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“All Assets” is the Key When Drafting UCC-1 Financing Statement Collateral Descriptions
Jan 30, 2017Even when prepared by outside or in-house counsel, many lenders pay close attention to draft UCC financing statements before they…
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Paper Loan Files: Does Your Bank Know the True Cost?
Jan 12, 2017Sure, there’s a tangible cost associated with deploying an electronic loan imaging system. Software, support, and scanning hardware are just…
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May 23, 2024
Source: Womble Bond Dickinson
NEW YORK (May 23, 2024) – In further expansion of its financial services regulatory and technology capabilities, Womble Bond Dickinson today announced the addition of partner Louis Froelich to the Capital Markets group. Froelich joins in New York, where he has worked in legal and business roles for the better part of two decades.
Froelich advises hedge, private equity, venture, and other private fund managers on business-critical matters, helping them manage their regulatory and compliance obligations and launch new funds and other products. Drawing on his in-house experience leading a legal and compliance team for a B2B SaaS company, he also serves as outside general counsel to fintech and other technology companies.
“Louis represents an exciting milestone in the firm’s strategic commitment to grow our financial services platform, especially in New York City,” said Taber Cathcart, Capital Markets Practice Group Leader and Financial Services Sector Co-Leader. “His unique legal and business background working in financial services and technology will greatly enhance our ability to advise clients on sophisticated regulatory and compliance matters and product development.”
Froelich joins Womble from one of the world’s largest systematic hedge funds, where he first worked as an attorney for the fund business. He then served as head of legal and compliance for a B2B SaaS data analytics company incubated by the fund. In this role, Froelich led the creation and scaling of the company’s legal and compliance program, helping the company establish an enduring SaaS contractual structure and IP framework and managing the company’s SEC and CFTC legal and compliance programs. He later transitioned to a senior business role, leading the company’s strategic business development and data strategy, which Froelich says helped him better appreciate how businesses are built and operate.
Before going in-house, Froelich was an associate at Am Law 100 firms in New York. A native Ohioan, he graduated magna cum laude from the University of Cincinnati College of Law and received a bachelor’s degree in finance from Miami University (Ohio).
This addition reflects continued momentum for Womble’s New York office. Since 2023, it has welcomed a dozen attorneys, including high-profile corporate partner Tracy Bacigalupo, and bankruptcy partner trio Edward Schnitzer, David Banker, and Wojciech Jung.
