TSL Express Daily News
The Secured Lender
SFNet's The 81st Annual Convention Issue
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Top 5 Apps for Organizing
Mar 7, 2019If you’re like most of us, we try to stay organized in business and life, but it gets increasingly complicated…
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The Importance of Stretching
Mar 7, 2019Every personal trainer and athletic coach I have ever worked with has stressed the importance of stretching. When working out…
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SFNet's 40 Under 40 Award Winners Panel Recap
Mar 6, 2019Moderator: Samantha Alexander, regional underwriting manager, Wells Fargo Capital Finance’s Corporate Asset Based Lending group and 2016 CFA 40 Under…
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SFNet's Inaugural YoPro Leadership Summit
Mar 6, 2019The Secured Finance Network brought together the next generation of commercial finance leaders for a full day of learning and…
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It’s a Marathon, Not a Sprint
Aug 22, 2018I was recently invited to participate in an executive panel to answer questions from a credit training class comprised of...
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It’s Not Too Late – Five Member Benefits to Cash In On Now
Aug 1, 2018As we hit the half way mark on calendar year 2018, it is a good time to take stock and…
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It’s Time To Break Up With Your Phone
Jul 18, 2018Do I have your attention? Let’s be honest here: do you have the attention span to read this article? Compared…
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Lien Management – What You Need to Know
Jun 6, 2018UCC filing is the cornerstone of all loans and every lien portfolio...
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Potential Impacts of Blockchain on Commercial Lending
Jan 15, 2018By Raja Sengupta, Executive Vice President and General Manager, Wolters Kluwer’s Lien Solutions When it comes to the rising importance…
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How to be a Good Leader
Dec 5, 2017I know what you’re thinking…another article about how to be a good leader? The short answer is yes…but this time,…
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Fintech and Due Diligence – Disruptors and Established Firms Evolve
Oct 30, 2017The fintech sector has gone through a number of manifestations in the past two decades.
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A Commercial Banker’s Tickler Transition Plan
Oct 18, 2017Just do a keyword search for “bank tickler,” and you’ll quickly realize that banks are still heavily reliant on manual…
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Understanding and Developing Your Personal Brand: Four Steps to a More Intentional Career Progression
Sep 5, 2017It is imperative for individuals to have a general idea about their future career aspirations, just as companies should have clearly defined strategies.
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Selecting a Technology Vendor: 3 Questions to Ask
Jul 5, 2017As with anything else at your bank, selecting a technology vendor can be a challenging decision. Users from across different…
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Why Back-Office Lending Automation Enhances Customer Satisfaction
Apr 25, 2017Every bank strives to keep its customers happy. Of course, some institutions are better at achieving this goal than…
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The Lost Art of the Loan Purchase
Mar 2, 2017Purchasing a loan directly from a bank whether at par or discount is a not-often-used technique that is easily…
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Audit Prep: Why a Paperless Approach Makes Sense
Feb 15, 2017How much time does your financial institution spend preparing for audits? We recently surveyed 187 community banks, and the results…
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Back Office Support Services: Helping you approve more clients
Feb 7, 2017How many times have you come across a potential client who’s financials are either not up to date, not accurate,…
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“All Assets” is the Key When Drafting UCC-1 Financing Statement Collateral Descriptions
Jan 30, 2017Even when prepared by outside or in-house counsel, many lenders pay close attention to draft UCC financing statements before they…
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Paper Loan Files: Does Your Bank Know the True Cost?
Jan 12, 2017Sure, there’s a tangible cost associated with deploying an electronic loan imaging system. Software, support, and scanning hardware are just…
January 3, 2023
Source: Securities Finance Times
SMBC Nikko Securities Americas, a New York-based member of SMBC Group, has appointed Ted Langworthy as executive director and head of the equity finance team.
Langworthy has a vast amount of experience in securities lending and equity financing spanning two decades.
During this time, he has worked for a number of global financial institutions, including Morgan Stanley, Deutsche Bank and HSBC, where he delivered an array of financing products and synthetic financing solutions to clients.
He joins the firm as one of a number of hires across SMBC Nikko Securities Americas’ equity execution business.
The move highlights the firm's investment in its equity businesses, with a keen focus on expanding its capabilities and presence in Japanese and US equities markets.
Also joining SMBC Nikko Securities Americas is Allen Jordan, who has been appointed as executive director with a focus on US equity sales trading. In this role, he is expected to introduce the firm’s Japanese equity advisory, execution and equity capital markets (ECM) offerings.
Marc Rosa has been appointed as executive director and specialist in international equity sales trading at the firm. Previously, Rosa covered Asia-Pacific for North American clients at Macquarie for 18 years.
He will use this experience to strengthen the Japanese equities sales trading effort at SMBC Nikko Securities Americas and will be responsible for utilising his relationships for US equity sales trading, low-touch sales of Japanese equities, and introducing new offerings such as ADR conversions and programme trading.
Commenting on the appointments, Masahito Nonaka, deputy president, SMBC Nikko Securities America, says: “These hires help reinforce our commitment to our equity clients and the overall equity business.
“In addition to introducing new clients to our institutional business, the team plans to use SMBC’s strengths in developing new equity product offerings. Completing this will only further our reach with the institutional equity community.”
Langworthy has a vast amount of experience in securities lending and equity financing spanning two decades.
During this time, he has worked for a number of global financial institutions, including Morgan Stanley, Deutsche Bank and HSBC, where he delivered an array of financing products and synthetic financing solutions to clients.
He joins the firm as one of a number of hires across SMBC Nikko Securities Americas’ equity execution business.
The move highlights the firm's investment in its equity businesses, with a keen focus on expanding its capabilities and presence in Japanese and US equities markets.
Also joining SMBC Nikko Securities Americas is Allen Jordan, who has been appointed as executive director with a focus on US equity sales trading. In this role, he is expected to introduce the firm’s Japanese equity advisory, execution and equity capital markets (ECM) offerings.
Marc Rosa has been appointed as executive director and specialist in international equity sales trading at the firm. Previously, Rosa covered Asia-Pacific for North American clients at Macquarie for 18 years.
He will use this experience to strengthen the Japanese equities sales trading effort at SMBC Nikko Securities Americas and will be responsible for utilising his relationships for US equity sales trading, low-touch sales of Japanese equities, and introducing new offerings such as ADR conversions and programme trading.
Commenting on the appointments, Masahito Nonaka, deputy president, SMBC Nikko Securities America, says: “These hires help reinforce our commitment to our equity clients and the overall equity business.
“In addition to introducing new clients to our institutional business, the team plans to use SMBC’s strengths in developing new equity product offerings. Completing this will only further our reach with the institutional equity community.”
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